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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
24 Century Hill Drive Suite 105, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Latham | NY | 06/1982 | Present |
| Massmutual Life Insurance Company | Latham | NY | 02/1976 | Present |
Name: Ralph A. Figueroa Inv rel: Y Add: 24 Century Hill Dr. Latham NY 12110 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 1980 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Individual Life, Disability, LTC ,Fixed Annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-05 |
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