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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-11-03 |
| FL | RA | APPROVED | 2023-11-03 |
| NJ | RA | APPROVED | 2023-11-03 |
| PA | RA | APPROVED | 2023-11-03 |
Branch Locations
800 Township Line Road Suite 125, Yardley, PA 19067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Newtown | PA | 05/1998 | 11/2023 |
| Osaic Wealth, Inc. | Langhorne | PA | 11/2023 | Present |
1. DBA: LEGACY FINANCIAL SERVICES; INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT; PASSIVE INVESTOR IN AN LLC; LEGACY MANAGEMENT, INC. INVESTMENT ADVISORY (CORPORATE RIA) 2. JAMES POTOKA POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/01/1982 ADDRESS: 800 Township Line Rd, Suite 125, Yardley PA 19067, United States DESCRIPTION: Sell LTC Life Disability Health Insurances. Compensation is received for shared for administrative expenses. 3. LEGACY MANAGEMENT INC POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 800 Township Line Rd, Suite 125, Yardley PA 19067, United States DESCRIPTION: To pay office rent, utilities, and office costs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-25 |
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