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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-03-23 |
| MD | RA | APPROVED | 2006-03-17 |
Branch Locations
2350 W Joppa Rd Greenspring Center, Lutherville, MD 21093 • United States
2989 Pga Blvd Ste 200, Palm Beach Gardens, FL 33410 • United States
Ellicott City, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lutherville Timonium | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lutherville Timonium | MD | 11/2016 | Present |
TRUSTEE FOR SPOUSE, INV RELATED, BALTIMORE, MD, START: 9/6/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-05 |
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