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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-06 |
| CA | RA | APPROVED | 2009-01-30 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Long Beach | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Long Beach | CA | 11/2016 | Present |
CHOCOLATE PROPERTIES, LLC; INV-RELATED; SEAL BEACH, CA; 100% OWNERSHIP; START: 09/04/2014; HOURS: 10 PER MONTH - 0 DURING TRADING; DUTIES: LLC FOR PERSONAL ASSETS; LIFE WAVE, NOT INV RELATED, SAN DIEGO, CA, INDEPENDENT DISTRIBUTOR, START 7/11/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, HEALTH SUPPLEMENT SALES.; POWER OF ATTORNEY FOR FATHER, INV RELATED, SEAL BEACH, CA, START: 2/13/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; BEMER GROUP, NOT INV RELATED, CARLSBAD, CA, DISTRIBUTOR, START: 12/12/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, PERSONAL BEAUTY LASER THERAPY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-08 |
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