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James Richard Johnson

Oneamerica Securities, Inc.

Carmel, IN

Indianapolis, IN

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Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-27
FL RA APPROVED 2023-06-06
MI RA APPROVED 2021-10-18
MO RA APPROVED 2014-01-28
IN RA APPROVED 2005-08-30
  • VA RA
    APPROVED
    Since 2024-11-27
  • FL RA
    APPROVED
    Since 2023-06-06
  • MI RA
    APPROVED
    Since 2021-10-18
  • MO RA
    APPROVED
    Since 2014-01-28
  • IN RA
    APPROVED
    Since 2005-08-30

Branch Locations

645 West Carmel Drive Suite 110, Carmel, IN 46032 • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Fermentations Of Indiana Indianapolis IN 10/1995 01/2019
Wealthplan Strategies, Llc Indianapolis IN 07/2002 12/2020
American United Life Carmel IN 08/2005 Present
Oneamerica Securities, Inc Carmel IN 08/2005 Present
  • 10/1995 → 01/2019
    Great Fermentations Of Indiana
    Indianapolis, IN
  • 07/2002 → 12/2020
    Wealthplan Strategies, Llc
    Indianapolis, IN
  • 08/2005 → Present
    American United Life
    Carmel, IN
  • 08/2005 → Present
    Oneamerica Securities, Inc
    Carmel, IN
Previous Registrations
  • 2002-10-21 → 2005-08-23
    Securian Financial Services, Inc.
    Carmel, IN
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-12-14
  • S63 Uniform Securities Agent State Law Examination
    1981-12-14
Designations
Other Names
  • Jim Johnson

View on SEC IAPD

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Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN

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