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Mary Anne Hartney

Janney Montgomery Scott LLC

Westbrook, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-10-18
  • CT RA
    APPROVED
    Since 2019-10-18

Branch Locations

1551 Boston Post Road 2Nd Floor, Westbrook, CT 06498 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 08/2010 10/2017
Ubs Financial Services Inc. New London CT 10/2017 10/2019
Janney Montgomery Scott Llc New Haven CT 10/2019 04/2020
Janney Montgomery Scott Llc Westbrook CT 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-28
S63 Uniform Securities Agent State Law Examination 2000-04-14
  • S66 Uniform Combined State Law Examination
    2012-11-28
  • S63 Uniform Securities Agent State Law Examination
    2000-04-14
Other Names
  • Mary Anne Liggett Capaldo
  • Mary Anne Liggett
  • Mary Anne Hartney
  • Mary Anne Liggett
  • Maryanne Hartney

View on SEC IAPD

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