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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-08 |
| NH | RA | APPROVED | 2024-06-27 |
| RI | RA | APPROVED | 2024-06-24 |
| CT | RA | APPROVED | 2024-06-20 |
| FL | RA | APPROVED | 2024-06-19 |
| VT | RA | APPROVED | 2024-06-18 |
Branch Locations
1551 Boston Post Road 2Nd Floor, Westbrook, CT 06498 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc | Westbrook | CT | 08/2016 | 06/2024 |
| Janney Montgomery Scott Llc | Westbrook | CT | 06/2024 | Present |
CT River Lacrosse, Old Lyme, CT. Girls Coordinator/Board Member 902/2020) - Coordinate program roster, schedules, field space, games, general support during season. Not compensated, not investment related, 10 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-19 |
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