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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-11-12 |
| TX | RA | APPROVED_RES | 2025-11-12 |
Branch Locations
1551 Boston Post Road 2Nd Floor, Westbrook, CT 06498 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Of America | Westport | CT | 07/2000 | 10/2018 |
| Allianz Global Investors Distributors Llc | Stamford | CT | 07/2003 | 10/2018 |
| Lincoln Financial Securities | Branford | CT | 11/2018 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 11/2021 | 11/2025 |
| Usi Consulting Group | Glastonbury | CT | 08/2016 | 12/2017 |
| Janney Montgomery Scott Llc | Westbrook | CT | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-16 |
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