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Donna Lorraine Judge

Janney Montgomery Scott LLC

Westbrook, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-08
CT RA APPROVED 2019-03-27
  • TX RA
    APPROVED
    Since 2024-11-08
  • CT RA
    APPROVED
    Since 2019-03-27

Branch Locations

1551 Boston Post Road 2Nd Floor, Westbrook, CT 06498 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Glastonbury CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Glastonbury CT 11/2016 03/2019
Janney Montgomery Scott Llc Glastonbury CT 03/2019 04/2020
Janney Montgomery Scott Llc Westbrook CT 04/2020 Present
Previous Registrations
  • 2008-01-01 → 2019-03-28
    Wells Fargo Clearing Services, Llc
    Glastonbury, CT
    Glastonbury, CT
    Old Saybrook, CT
  • 2001-07-10 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Glastonbury, CT
    Glastonbury, CT
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-25
S63 Uniform Securities Agent State Law Examination 1993-06-07
  • S65 Uniform Investment Adviser Law Examination
    1996-06-25
  • S63 Uniform Securities Agent State Law Examination
    1993-06-07
Other Names
  • Donna Lorraine Marcella
  • Doinna Lorraine Judge

View on SEC IAPD

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J CAP SHORT MANAGEMENT LP · WESTBROOK, CT
SOUND INCOME STRATEGIES, LLC · Westbrook, CT
SOUND INCOME STRATEGIES, LLC · OLD SAYBROOK, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Old Saybrook, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Old Saybrook, CT
EDWARD JONES · OLD SAYBROOK, CT

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