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Stephen Shaw

Janney Montgomery Scott LLC

Westbrook, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-06
CT RA APPROVED 2025-05-19
  • TX RA
    APPROVED
    Since 2026-07-06
  • CT RA
    APPROVED
    Since 2025-05-19

Branch Locations

1551 Boston Post Road 2Nd Floor, Westbrook, CT 06498 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Westbrook CT 07/2019 07/2025
Elmo's Dockside Restaurant Vernon CT 02/2018 09/2019
Fedex Willington CT 06/2015 01/2018
Janney Montgomery Scott Llc Westbrook CT 07/2025 07/2026
Janney Montgomery Scott Llc Westbrook CT 07/2026 Present
Other Businesses

Miss Ally's LLC, Clinton, CT. Home Day Care Center (08/2024) - operated by spouse. Not compensated, not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-19
  • S66 Uniform Combined State Law Examination
    2025-05-19

View on SEC IAPD

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