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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2006-01-13
  • MA RA
    APPROVED
    Since 2006-01-13

Branch Locations

200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States

Sandwich, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sandwich MA 05/2004 Present
Other Businesses

1. INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING FIXED LIFE, GROUP & INDIVIDUAL HEALTH, DISABILITY, LONG TERM CARE, AND FIXED ANNUITIES / SANDWICH, MA / APPROVED JUNE 17, 2004 2. 06/10/2008 - BAY FINANCIAL ASSOCIATES, LLC./DBA ONLY/WALTHAM, MA 02454 3. 10/01/2010 - OTHER-BASKETBALL OFFICIAL,FRANK DELEO, ASSOCIATION OF APPROVED BASKETBALL OFFICIALS.....REFEREE LOCAL BASKETBALL, 5%.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-05-20
  • S63 Uniform Securities Agent State Law Examination
    1982-05-20
Designations
Other Names
  • Frank Joseph Jr Deleo

View on SEC IAPD

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