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5 E. 6Th Street, Mountain Home, AR 72653 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-20 |
| IL | RA | APPROVED | 2012-05-15 |
| AR | RA | APPROVED | 2008-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Sherry Group, Inc. | Mountain Home | AR | 11/2007 | Present |
| Signator Investors, Inc. | Mountain Home | AR | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Mountain Home | AR | 11/2018 | Present |
1. H. RAYMOND SHERRY POSITION: Trustee NATURE: Family Trust for me and my wife Jeri where we own property of our own personal use. Home, cars, investment brokerage accounts INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 1444 CR 11, Mountain Home AR 72653, United States DESCRIPTION: Manage our Trusts personal assets 2. H. RAYMOND SHERRY POSITION: Owner of Rental Properties NATURE: Rental Properties I own Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1980 ADDRESS: 5 East Sixth Street, Mountain Home AR 72653, United States DESCRIPTION: I rent my office building from myself and have a couple of small homes on my farm and in town that are rented 3. H. RAYMOND SHERRY POSITION: Owner NATURE: Farm that I own and sell hay off of and breed & sell horses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 1444 CR 11, Mountain Home AR 72653, United States DESCRIPTION: Grow hay and breed & sell horses 4. H. RAYMOND SHERRY POSITION: Insurance Sales NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1972 ADDRESS: 5 East Sixth Street, Mountain Home AR 72653, United States DESCRIPTION: Life, Disability, Long Term Care insurance sales 5. THE SHERRY GROUP, INC. POSITION: Owner/Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2008 ADDRESS: 5 East Sixth Street, Mountain Home AR 72653, United States DESCRIPTION: Owner/Advisor for independent RIA 6. OSAIC WEALTH, INC. POSITION: Registered Representative NATURE: Broker Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 11/2018 ADDRESS: 5 East Sixth Street, Mountain Home AR 72653, United States DESCRIPTION: registered representative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-04 |
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