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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-10-10
AR RA APPROVED 2018-10-03
TX RA APPROVED 2018-10-01
  • KS RA
    APPROVED
    Since 2018-10-10
  • AR RA
    APPROVED
    Since 2018-10-03
  • TX RA
    APPROVED
    Since 2018-10-01

Branch Locations

1100 Hwy 62 East, Mountain Home, AR 72653 • United States

Gamaliel, AR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Mountain Home AR 05/2009 10/2018
Raymond James Financial Services, Inc. Mountain Home AR 10/2018 Present
Raymond James Financial Advisors, Inc. Mountain Home AR 10/2018 Present
  • 05/2009 → 10/2018
    Mountain Home, AR
  • 10/2018 → Present
    Raymond James Financial Services, Inc.
    Mountain Home, AR
  • 10/2018 → Present
    Raymond James Financial Advisors, Inc.
    Mountain Home, AR
Previous Registrations
  • 2008-01-01 → 2018-10-05
    Mountain Home, AR
  • 1998-03-03 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Mountain Home, AR
    Mountain Home, AR
    St. Louis, MO
Other Businesses

(1) Name of Business: CDFA Address: 1216 Highway 62 E, Mountain Home, AR, 72653, United States Activity Type: Certified Divorce Financial Analyst Position/Title: Investment Related: Yes Start Date: 12/07/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Friends of David's Trail - IRS name change to Ozarks Keystone Trail Endowment Address: 35 Red Bank Circle, Gamaliel, AR, 72537, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 03/13/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I started the 501c(3) public charity to honor the memory and community contributions of David Floyd who died suddenly. He was the AG Edwards branch manager at the time of his death (3) Name of Business: FSIS Professional Advice & Consulting Address: 1216 Hwy 62 E, Mountain Home, AR, 72653, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/10/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - I will oversee operations, develop strategies, and implement plans. (4) Name of Business: MHAR Address: 35 Red Bank Circle, Gamaliel, AR, 72537, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Supporting Co/DBA, Financial Services and Investment Strategies Group, occupies this property. (5) Name of Business: Financial Services and Investment Strategies Group, Address: 1216 Highway 62 E, Mountain Home, AR, 72653, Activity Type: Independent Contractor, Associate/Employee, Support Company - Owner, Position/Title: Branch Manager, Financial Planning, Investment Manager, Investment Related: No Start Date: 10/01/2018, HPM: 81, HPM trade hours: 41, Duties: Independent Contractor, Associate/Employee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-13
S63 Uniform Securities Agent State Law Examination 1997-07-25
  • S65 Uniform Investment Adviser Law Examination
    1998-02-13
  • S63 Uniform Securities Agent State Law Examination
    1997-07-25
Designations
Other Names
  • Kent J Rhoades
  • Jackson Rhoades
  • Kent Jackson Rhoades

View on SEC IAPD

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