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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-10-10 |
| AR | RA | APPROVED | 2018-10-03 |
| TX | RA | APPROVED | 2018-10-01 |
Branch Locations
1100 Hwy 62 East, Mountain Home, AR 72653 • United States
Gamaliel, AR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mountain Home | AR | 05/2009 | 10/2018 |
| Raymond James Financial Services, Inc. | Mountain Home | AR | 10/2018 | Present |
| Raymond James Financial Advisors, Inc. | Mountain Home | AR | 10/2018 | Present |
(1) Name of Business: CDFA Address: 1216 Highway 62 E, Mountain Home, AR, 72653, United States Activity Type: Certified Divorce Financial Analyst Position/Title: Investment Related: Yes Start Date: 12/07/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Friends of David's Trail - IRS name change to Ozarks Keystone Trail Endowment Address: 35 Red Bank Circle, Gamaliel, AR, 72537, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 03/13/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I started the 501c(3) public charity to honor the memory and community contributions of David Floyd who died suddenly. He was the AG Edwards branch manager at the time of his death (3) Name of Business: FSIS Professional Advice & Consulting Address: 1216 Hwy 62 E, Mountain Home, AR, 72653, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/10/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - I will oversee operations, develop strategies, and implement plans. (4) Name of Business: MHAR Address: 35 Red Bank Circle, Gamaliel, AR, 72537, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Supporting Co/DBA, Financial Services and Investment Strategies Group, occupies this property. (5) Name of Business: Financial Services and Investment Strategies Group, Address: 1216 Highway 62 E, Mountain Home, AR, 72653, Activity Type: Independent Contractor, Associate/Employee, Support Company - Owner, Position/Title: Branch Manager, Financial Planning, Investment Manager, Investment Related: No Start Date: 10/01/2018, HPM: 81, HPM trade hours: 41, Duties: Independent Contractor, Associate/Employee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-25 |
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