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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-10-01 |
| TX | RA | APPROVED | 2018-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Mountain Home | AR | 01/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mountain Home | AR | 11/2016 | 10/2018 |
| Raymond James Financial Services, Inc. | Mountain Home | AR | 10/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Mountain Home | AR | 10/2018 | Present |
1) Name of Business : Financial Services and Investment Strategies Group Address: 1216 Highway 62 E,Mountain Home, AR Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 10/02/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Assisting in Financial Services FINANCIAL SERVICES & INVESTMENT STRATEGIES GROUP FINANCIAL, NON-INVESTMENT RELATED DBA NAME/SUPPORT COMPANY, MOUNTAIN HOME, AR, EMPLOYEE, STARTED 10/2018, 0 HOURS DEVOTED, 0 HOURS DEVOTED DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-04 |
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