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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-10-01 |
| TX | RA | APPROVED | 2018-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mountain Home | AR | 05/2009 | 11/2016 |
| Wells Fargo Clearing | Mountain Home | AR | 11/2016 | 10/2018 |
| Raymond James Financial Services, Inc. | Mountain Home | AR | 10/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Mountain Home | AR | 10/2018 | Present |
(1) Name of Business: Financial Services and Investment Strategies Group Address: 1216 Highway 62 E, Mountain Home, AR, 72653, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/02/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client contact (2) Name of Business: Mountain Home Area Chamber of Commerce Address: 1337 Hwy 62 West, Mountain Home, AR, 72653, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Advisory Board Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Participate in development of mission, purpose, strategic plan, approve amendments, review reports created by Executive Director, approve annual budget.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-01 |
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