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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-10-01 |
| TX | RA | APPROVED | 2018-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mountain Home | AR | 12/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mountain Home | AR | 11/2016 | 10/2018 |
| Raymond James Financial Services, Inc. | Mountain Home | AR | 10/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Mountain Home | AR | 10/2018 | Present |
| Not Provided | Mountain Home | AR | 08/2011 | Present |
(1)Name of Business: Address: 199 Highway 223 S, Viola, AR, 72583, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 08/01/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I oversee the fire department's operations, including managing emergency responses, training personnel, coordinating with other agencies, ensuring equipment readiness, and handling administrative tasks. (2)Name of Business: Address: 892 Elizabeth Rd, Gepp, AR, 72538, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2010 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Raise and sell livestock (3)Name of Business: Financial Services and Investment Strategies Group Address: 1216 Highway 62 E, Mountain Home, AR, 72653, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/02/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (4)Name of Business: Fulton County Conservation District Address: 236 Byron Road, Salem, AR, 72576, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 10/22/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The board chair oversees meetings and ensures the office is adhering to protocols set forth by the state.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-28 |
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