Kathryn Alicia Dunlop

Current Employers

Employment History

• 02/2010 → 11/2018
  Merrill Lynch, Pierce, Fenner, Smith, Incorporated
  Boston, MA
• 04/2015 → 11/2018
  Bank Of America, N.A.
  Boston, MA
• 11/2018 → Present
  Lpl Financial Llc
  Lexington, MA
• 11/2018 → Present
  Alena Wealth, Llc
  Lexington, MA

Previous Registrations

• 2010-02-05 → 2018-11-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 2010-02-22 → 2010-03-01
  Morgan Stanley
  Boston, MA

Other Businesses

1) 2026-04-24 - None - Non-Variable Insurance/Insurance Agency - Y - 1 - 1 - at reported business location(s) - 2026-04-24 - Life Disability - Split of fixed insurance commissions with a 1) licensed insurance agent that is not part of LPL and 2) licensed insurance agents that are part of LPL and part of my team. These fixed insurance commissions are for life insurance, long term care and disability insurance bought by our clients. The names of the insurance agents on the policies: Michael Orentlich (not part of LPL) Marioleni Mandelis LPL# CN6A Alan Ioffredo LPL# E4GA Kathryn Dunlop LPL# T9YL Michael Ioffredo LPL# 36LG 2) 2025-09-29 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - ALENA Wealth - DBA for LPL Business (entity for LPL business) - Y - 160 - 40 - at reported business location(s) - 2025-08-26 -

Exams

• S66 Uniform Combined State Law Examination
  2009-04-15

Other Names

• Kathryn Alicia Obrien