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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-30 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
1507 E. Ash Street, Goldsboro, NC 27530 • United States
133 North Second Street, Smithfield, NC 27577 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
| Spence Agency, Llc | Goldsboro | NC | 07/2019 | Present |
1) VARIOUS OUTSIDE INSURANCE ACTIVITIES. 2) Spency Agency, LLC Health Insurance, Dental and Vision Insurance, no longer sell new products. OWNER/PRODUCER, 1507 E. Ash Street, Goldboro NC 27530, Start Date 1/1/2001, 0 hours per month. investment related. 3) WINDSOR DUPLEX, GOLDSBORO, NC, OWNER OF RENTAL PROPERTY SINCE 7/10, $5,000/YR, 0/HRS/MO 4) Spence Brothers Properties LLC, 358 Rodell Barrow Rd. Goldsboro, NC 27534, Partner - Purchasing and managing residential property, since 9/7/16, 2/HRS/MO 5) Eureka Planning Commission, Board Member since 5/2017, no compensation; 6) DBA: Sound Partners 7) Sound Benefits, 1507 E. Ash Street, Goldsboro NC 27530. Owner, Offering Health Insurance, 12/02/2025, 10HRS/MO; Administrator for Mother's estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-13 |
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