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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-05
TN RA APPROVED 2004-01-06
  • TX RA
    APPROVED_RES
    Since 2012-01-05
  • TN RA
    APPROVED
    Since 2004-01-06

Branch Locations

5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States

Cordova, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mary Kay Cosmetics, Inc Memphis TN 05/1976 Present
Mass Mutual Life Insurance Company Memphis TN 05/1991 Present
Mml Investors Services, Inc. Memphis TN 03/1996 Present
  • 05/1976 → Present
    Mary Kay Cosmetics, Inc
    Memphis, TN
  • 05/1991 → Present
    Mass Mutual Life Insurance Company
    Memphis, TN
  • 03/1996 → Present
    Mml Investors Services, Inc.
    Memphis, TN
Other Businesses

NAME: CHARLOTTE COOPER, CLU, LUTCF INV REL: Y ADD: RESIDENTIAL NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 10/2010 NO. HR/MO: 5-6 NO. HR/MO DURING SEC TRADING: 3-4 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES, HEALTH AND MEDICARE SUPPLEMENTS (2) NAME: MARY KAY COSMETICS INV REL: N ADD: RESIDENTIAL NATURE: RETAIL POSITION: SALES START DATE: 1976 NO. HR/MO: 5-6 NO. HR/MO DURING SEC TRADING: 4-5

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-24
  • S63 Uniform Securities Agent State Law Examination
    1992-04-24

View on SEC IAPD

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