Karen Beth Brenner

Current Employers

Fortuna Asset Management Llc

2082 Michelson Dr Suite 100, Irvine, CA 92612 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-12-06

CA RA
APPROVED

Since 2013-12-06

Branch Locations

2082 Michelson Dr Suite 100, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fortuna Asset Management, Llc	Newport Beach	CA	01/2001	Present

01/2001 → Present

Fortuna Asset Management, Llc

Newport Beach, CA

Other Businesses

KAREN BRENNER IS WHOLE OWNER AND CEO OF FORTUNA ADVISORS, INC (FAI) SINCE 1983. FAI IS A CONSULTING COMPANY IN NEWPORT BEACH, CALIFORNIA AND HOLDS THE SOFTWARE LICENSE FOR PORTFOLIO MANAGEMENT USED BY FORTUNA ASSET MANAGEMENT, LLC. MS. BRENNER DEVOTES APPROXIMATELY 1 HOUR PER QUARTER TO FAI. NO TIME IS DEVOTED TO FAI DURING SECURITY TRADING HOURS. FAI IS NOT AN INVESTMENT-RELATED COMPANY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-12-05
S63	Uniform Securities Agent State Law Examination	1982-02-12

S65 Uniform Investment Adviser Law Examination

2013-12-05
S63 Uniform Securities Agent State Law Examination

1982-02-12

View on SEC IAPD

Current Employers

Fortuna Asset Management Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews