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181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-12 |
| MA | RA | APPROVED | 2023-08-29 |
| GA | RA | APPROVED | 2023-02-20 |
| OH | RA | APPROVED | 2023-02-17 |
| CT | RA | APPROVED | 2023-02-16 |
| DE | RA | APPROVED | 2023-02-16 |
| PA | RA | APPROVED | 2023-02-16 |
| RI | RA | APPROVED | 2023-02-16 |
| VA | RA | APPROVED | 2023-02-16 |
| IL | RA | APPROVED | 2021-07-02 |
| NY | RA | APPROVED | 2021-07-02 |
| CA | RA | APPROVED | 2001-12-10 |
| TX | RA | APPROVED_RES | 2001-01-01 |
Branch Locations
525 Okkechobee Boulevard Suite 1630, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| At Investment Advisers Inc. | New York | NY | 01/2014 | 10/2017 |
| Cibc Private Wealth Advisors, Inc | New York | NY | 11/2017 | 12/2019 |
| Cibc Private Wealth Advisors, Inc | West Palm Beach | FL | 02/2023 | Present |
| Cibc Private Wealth Advisors | Chicago | IL | 01/2020 | 02/2023 |
H Frank Brown Farm, LLC Timber and Crop Harvesting, Hunting Lease Weyerhauser Road, Trenton, NC 28752 2 hours a month, not during business hours 25% equity interest in LLC Beginning 6/2024 Finance Committee - Moorings Yacht and Country Club, 100 Harbor Drive, Vero Beach, FL. 32963 One hour a month during non-trading hours 3/2024 Treasurer and Director Dune Road Foundation Inc. C/O Schulte Roth 919 Third Avenue New York, NY 10022 Beginning 1/01/23 4 days per year Director and Trustee Steinman Communications Operating Companies and Real Estate Investments 101 North Queen Street Lancaster, PA 17603 4 Days per year during trading hours Beginning 10/17/2023
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-11-23 |
| S65 | Uniform Investment Adviser Law Examination | 1995-05-25 |
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