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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-03-25 |
Branch Locations
949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Memphis | TN | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Memphis | TN | 07/2016 | Present |
1. Name: John Phillips IV Inv rel: Y Add: 949 S Shady Grove Rd Ste 300 Memphis TN 38139 Nature: NON MMLIA Insurance Brokerage Position: Agent Start date: 02/1980 No. HR/MO: 20 No. HR/MO during sec trading: 20 Describe duties: Individual life, Health, Group life, Group Health 2. Name: John Phillips IV Inv rel: Y Add: 949 S Shady Grove Rd Ste 300 Memphis TN 38139 Nature: Life Settlements/Viaticals Position: other Start date: 02/04/2016 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: representative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-12-17 |
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