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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-20 |
| CT | RA | APPROVED | 2013-05-10 |
Branch Locations
63 High St, Suffield, CT 06078-2113 • United States
Suffield, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glastonbury | CT | 05/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Suffield | CT | 03/2020 | Present |
Business Ownership; DKS LLC; ; This entity will manage the expenses of real estate located at 63 High Street, Suffield, CT; 63 High StreetSuffield, CT 06078, ,; Not Investment-Related; 07/01/2014; 0 hours per month; 0 during trading hours / Berube & Associates; ; This is an inactive entity which may be used in the future for administrative and real estate purposes.; 63 High StreetSuffield, CT 06078, ,; Not Investment-Related; 05/10/2013; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-05 |
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