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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2011-10-11
  • CT RA
    APPROVED
    Since 2011-10-11

Branch Locations

1114 New Britain Ave, West Hartford, CT 06110 • United States

66 North Main St., Suffield, CT 06078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Investment Services Bloomfield CT 04/2002 Present
Lpl Financial Llc Bloomfield CT 10/2011 Present
  • 04/2002 → Present
    Webster Investment Services
    Bloomfield, CT
  • 10/2011 → Present
    Bloomfield, CT
Previous Registrations
  • 2011-09-09 → 2011-10-11
    Uvest Financial Services Group, Inc.
    West Hartford, CT
    Manchester, CT
    Manchester, CT
    Windsor, CT
    Bloomfield, CT
    Bloomfield, CT
    East Windsor, CT
    Windsor, CT
    Suffeild, CT
    East Windsor, CT
    Vernon, CT
    Bristol, CT
Other Businesses

1.10/21/2011- Investment products and services are offered through LPL Financial LLC using the DBA/trade name WEBSTER INVESTMENT SERVICES, INC. - Investment Related - At Reported Business Location(s) 2.11/28/2011- WEBSTER BANK - Financial Institution Duty - SENIOR FINANCIAL ADVISOR FOR WEBSTER INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) 3. 06/30/2016 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investment * INV REL * AT REPORTED BUSINESS LOCATION(S) 4. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-07
S63 Uniform Securities Agent State Law Examination 1999-12-22
  • S66 Uniform Combined State Law Examination
    2011-09-07
  • S63 Uniform Securities Agent State Law Examination
    1999-12-22
Other Names
  • Michael Anthony Goncalves

View on SEC IAPD

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