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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2010-04-08
TX RA APPROVED 2010-04-08
  • CT RA
    APPROVED
    Since 2010-04-08
  • TX RA
    APPROVED
    Since 2010-04-08

Branch Locations

1 Mountain Rd Ste 201, Suffield, CT 06075 • United States

1 Pasco Dr, East Windsor, CT 06088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairifield IA 04/2010 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2010 Present
Previous Registrations
  • 2006-09-08 → 2010-03-30
    Gunnallen Financial, Inc
    Suffield, CT
    Avon, CT
    Avon, CT
  • 2000-10-16 → 2006-09-18
    Milford, CT
    Milford, CT
Other Businesses

1) CASSIDY FINANCIAL SERVICES, 1 PASCO DR, EAST WINDSOR, CT, 10/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 16 HR/MO, 8 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 100 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-31
  • S66 Uniform Combined State Law Examination
    2000-08-31
Other Names
  • Arnie Magid

View on SEC IAPD

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