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Steven John Sheridan

Ameriprise Financial Services, LLC

Suffield, CT

Windsor Locks, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1995-10-16
  • CT RA
    APPROVED
    Since 1995-10-16

Branch Locations

63 High St, Suffield, CT 06078-2113 • United States

Windsor Locks, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Suffield CT 09/2005 03/2020
Ameriprise Financial Services, Llc Suffield CT 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-11
S63 Uniform Securities Agent State Law Examination 1995-10-03
  • S65 Uniform Investment Adviser Law Examination
    1995-10-11
  • S63 Uniform Securities Agent State Law Examination
    1995-10-03

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Suffield, CT
LPL FINANCIAL LLC · SUFFIELD, CT
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GWN SECURITIES INC. · WINDSOR LOCKS, CT
CETERA INVESTMENT ADVISERS LLC · ENFIELD, CT
LPL FINANCIAL LLC · ENFIELD, CT
ALPHASTAR CAPITAL MANAGEMENT · Enfield, CT

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