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Current Employers
Cornerstone Professional Advisor Services, Llc

9 Endo Blvd., Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-04-01
  • NJ RA
    APPROVED
    Since 2015-04-01

Branch Locations

31 Schanck Road Suite D, Freehold, NJ 07728 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Health Cooperative New York NY 01/1990 Present
Innovative Financial Concepts, Llc Spring Lake Heights NJ 11/2006 Present
Stonex Securities Inc. Freehold NJ 09/2014 Present
  • 01/1990 → Present
    International Health Cooperative
    New York, NY
  • 11/2006 → Present
    Innovative Financial Concepts, Llc
    Spring Lake Heights, NJ
  • 09/2014 → Present
    Stonex Securities Inc.
    Freehold, NJ
Previous Registrations
  • 2015-01-30 → 2015-04-01
    Birmingham, AL
  • 2014-01-24 → 2015-01-30
    Wrp Investments, Inc.
    Youngstown, OH
    Freehold, NJ
  • 2008-10-09 → 2014-01-24
    Kestra Investment Services, Llc
    Austin, TX
    Freehold, NJ
  • 2007-02-13 → 2008-10-08
    Cadaret, Grant & Co., Inc.
    Paramus, NJ
    Spring Lake Heights, NJ
  • 2005-08-25 → 2006-11-17
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2000-08-24 → 2005-05-12
    Froehlich Financial Group, Ltd.
    Spring Lake Heights, NJ
Other Businesses

1)Innovative Financial Concepts 31 Schanck Rd Suite D Freehold, NJ 07728 Nature of Business: insurance sales Investment Related: No Business Position: President Business Duties: selling life/health insurance Business Start Date: 01/01/2010 Approximately 80 hours spent on this OBA monthly, with 80 hours spent on this OBA during market hours. 2)NAJWA SARKIS STONE RETIREMENT TRUST, 319 EAST 50TH ST APT 26, NEW YORK NY 10022: RETIREMENT TRUST, NATURE OF BUS: DEFERRED COMP ARRANGEMENT CONTROLLED BY SECULAR TRUST, TITLE: CO-TRUSTEE, TIME SPENT: <1% NO COMPENSATION, 3)INTERNATIONAL HEALTH, 31 SCHANCK ROAD, FREEHOLD NY 07728: SOLE PROPRIETORSHIP, NATURE OF BUS: INS ADMINISTRATOR/SALES BROKER, TITLE: ADMINISTRATOR/ADVISOR, DUTIES: BILL & SERVICE HEALTH PLAN FOR MOROCCAN GOVT, TIME SPENT: 15%, COMPENSATION: COMMISSIONS, 4)NY PETICARE, 301 EAST 22ND ST APT 16N, NEW YORK NY 10010: 501 (C)(3) NATURE OF BUS: PET RESCUE/ADOPTION, TITLE: ADVISOR, DUTIES: FINANCIAL/INVESTMENT ADVISOR, TIME SPENT: <1%, COMPENSATION: COMMISSIONS ON INVESTMENTS/INSURANCE,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1991-10-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1991-10-14

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