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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-01 |
| TX | RA | APPROVED | 2025-07-31 |
Branch Locations
303 West Main Street Suite 410, Freehold, NJ 07728 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Iselin | NJ | 07/2008 | 09/2016 |
| Securities America Advisors, Inc. | Iselin | NJ | 07/2008 | 09/2016 |
| Everbank | Iselin | NJ | 02/2009 | 07/2025 |
| Commonwealth Financial Network | Waltham | MA | 09/2016 | 07/2025 |
| Kestra Investment Services, Llc | Freehold | NJ | 07/2025 | Present |
| Kestra Advisory Services, Llc | Freehold | NJ | 07/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/31/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DYNASTY ADVISORS LLC POSITION: OWNER/ MANAGING DIRECTOR NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2005 ADDRESS: 303 WEST MAIN STREET, FREEHOLD NJ 07728, United States DESCRIPTION: I am the manager of the firm and conduct meetings with Advisors and clients. I help in all the day to day activities of the firm. I have a book of business of 270 million dollars that I give investment advice. Name: DYNASTY ADVISORS LLC WEALTH MANAGEMENT FIXED POSITION: OWNER/ MANAGING DIRECTOR NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2005 ADDRESS: 303 WEST MAIN STREET, FREEHOLD NJ 07728, United States DESCRIPTION: Managing the Day-to-Day activities. Managing REPS. MANAGING PRODUCTS AND APPROVAL OF PRODUCTS. Having face to face interaction with clients. Analyzing best products for clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-26 |
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