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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-01
TX RA APPROVED 2025-07-31
  • NJ RA
    APPROVED
    Since 2025-08-01
  • TX RA
    APPROVED
    Since 2025-07-31

Branch Locations

303 West Main Street Suite 410, Freehold, NJ 07728 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Iselin NJ 07/2008 09/2016
Securities America Advisors, Inc. Iselin NJ 07/2008 09/2016
Everbank Iselin NJ 02/2009 07/2025
Commonwealth Financial Network Waltham MA 09/2016 07/2025
Kestra Investment Services, Llc Freehold NJ 07/2025 Present
Kestra Advisory Services, Llc Freehold NJ 07/2025 Present
  • 07/2008 → 09/2016
    Securities America, Inc.
    Iselin, NJ
  • 07/2008 → 09/2016
    Securities America Advisors, Inc.
    Iselin, NJ
  • 02/2009 → 07/2025
    Everbank
    Iselin, NJ
  • 09/2016 → 07/2025
    Waltham, MA
  • 07/2025 → Present
    Kestra Investment Services, Llc
    Freehold, NJ
  • 07/2025 → Present
    Freehold, NJ
Previous Registrations
  • 2016-09-30 → 2025-07-31
    Freehold, NJ
    Waltham, MA
    Marlboro, NJ
    Marlboro, NJ
  • 2008-08-08 → 2016-09-30
    Securities America Advisors, Inc.
    Shrewsbury, NJ
    Iselin, NJ
  • 2005-01-03 → 2008-08-11
    Cetera Advisors Llc
    Iselin, NJ
    Iselin, NJ
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/31/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DYNASTY ADVISORS LLC POSITION: OWNER/ MANAGING DIRECTOR NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2005 ADDRESS: 303 WEST MAIN STREET, FREEHOLD NJ 07728, United States DESCRIPTION: I am the manager of the firm and conduct meetings with Advisors and clients. I help in all the day to day activities of the firm. I have a book of business of 270 million dollars that I give investment advice. Name: DYNASTY ADVISORS LLC WEALTH MANAGEMENT FIXED POSITION: OWNER/ MANAGING DIRECTOR NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2005 ADDRESS: 303 WEST MAIN STREET, FREEHOLD NJ 07728, United States DESCRIPTION: Managing the Day-to-Day activities. Managing REPS. MANAGING PRODUCTS AND APPROVAL OF PRODUCTS. Having face to face interaction with clients. Analyzing best products for clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-02
S63 Uniform Securities Agent State Law Examination 1993-10-26
  • S65 Uniform Investment Adviser Law Examination
    2001-03-02
  • S63 Uniform Securities Agent State Law Examination
    1993-10-26
Designations

View on SEC IAPD

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