Alfred Joseph Polizzotto

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1996 → 07/2025
  Polizzotto & Polizzotto
  Brooklyn, NY
• 06/2010 → 09/2016
  Securities America Inc.
  Lavista, NE
• 04/2012 → 09/2016
  Securities America Advisors, Inc.
  Iselin, NJ
• 09/2016 → 07/2025
  Commonwealth Financial Network
  Waltham, MA
• 07/2025 → Present
  Kestra Investment Services, Llc
  Freehold, NJ
• 07/2025 → Present
  Kestra Advisory Services, Llc
  Freehold, NJ

Previous Registrations

• 2016-10-03 → 2025-07-31
  Commonwealth Financial Network
  Freehold, NJ
  Marlboro, NJ
  Freehold, NJ
• 2012-04-18 → 2016-09-30
  Securities America Advisors, Inc.
  Iselin, NJ

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DYNASTY ADVISORS LLC FIXED INSURANCE POSITION: agent NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/02/2025 ADDRESS: 303 west main street, suite 410 NJ 07728, United States DESCRIPTION: selling life and long term care insurance Name: POLIZZOTTO&POLIZZOTTO POSITION: managing member NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1990 ADDRESS: 6911 18th avenue, brooklyn NY 11204, United States DESCRIPTION: I run the law firm Name: DYNASTY ADVISORS POSITION: CFP NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/30/2025 ADDRESS: 303 west Main Street, Suite 410, Freehold NJ 07728, United States DESCRIPTION: CFP and IAR

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-01-02

Designations

• Certified Financial Planner