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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-31
TX RA APPROVED_RES 2025-07-31
  • NJ RA
    APPROVED
    Since 2025-07-31
  • TX RA
    APPROVED_RES
    Since 2025-07-31

Branch Locations

303 West Main Street Suite 410, Freehold, NJ 07728 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Lavista NE 03/2010 09/2016
Commonwealth Financial Network Waltham MA 09/2016 07/2025
Dynasty Advisors Llc Wealth Management Iselin NJ 09/2016 07/2025
Kestra Investment Services Llc Freehold NJ 07/2025 Present
Kestra Advisory Services, Llc Freehold NJ 07/2025 Present
  • 03/2010 → 09/2016
    Securities America Inc.
    Lavista, NE
  • 09/2016 → 07/2025
    Waltham, MA
  • 09/2016 → 07/2025
    Dynasty Advisors Llc Wealth Management
    Iselin, NJ
  • 07/2025 → Present
    Kestra Investment Services Llc
    Freehold, NJ
  • 07/2025 → Present
    Freehold, NJ
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/30/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: MICHAEL FISH POSITION: Coach NATURE: Coaching INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2025 ADDRESS: 7 Brentwood terrace, Middletown NJ 07748, United States DESCRIPTION: Coaching ice hockey Name: DYNASTY ADVISORS LLC FIXED INSURANCE POSITION: Sales director NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/02/2025 ADDRESS: 303 west Main Street, Freehold NJ 07728, United States DESCRIPTION: Lead agent in the office Name: DYNASTY ADVISORS POSITION: Sales agent NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/28/2025 ADDRESS: 303 west Main Street, Suite 410, Freehold NJ 07728, United States DESCRIPTION: registered rep activities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-18
S63 Uniform Securities Agent State Law Examination 2008-02-06
  • S65 Uniform Investment Adviser Law Examination
    2020-05-18
  • S63 Uniform Securities Agent State Law Examination
    2008-02-06
Other Names
  • Michael Fish

View on SEC IAPD

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