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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Iselin | NJ | 08/2008 | 09/2016 |
| Securities America Advisors, Inc. | Iselin | NJ | 08/2008 | 09/2016 |
| Commonwealth Financial Network | Waltham | MA | 09/2016 | 07/2025 |
| Kestra Investment Services, Llc | Freehold | NJ | 07/2025 | Present |
| Kestra Advisory Services, Llc | Freehold | NJ | 07/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DYNASTY ADVISORS LLC FIXED INSURANCE POSITION: Director of Group Benefits NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2005 ADDRESS: 303 West Main Street, Ste. 410, Freehold NJ 07728, United States DESCRIPTION: I am the director of group benefits and oversee the entire division. Name: DYNASTY ADVISORS LLC POSITION: Director of Group Benefits NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 140 SECURITIES TRADING HOURS: 112 START DATE: 08/01/2025 ADDRESS: 303 West Main Street, Ste. 410, Freehold NJ 07728, United States DESCRIPTION: Managing and overseeing our client's employee benefit plans such as medical, dental, vision, group life and LTD coverages.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-29 |
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