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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-01
  • NJ RA
    APPROVED
    Since 2025-08-01

Branch Locations

303 W Main St 4Th Floor, Freehold, NJ 07728 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Iselin NJ 08/2008 09/2016
Securities America Advisors, Inc. Iselin NJ 08/2008 09/2016
Commonwealth Financial Network Waltham MA 09/2016 07/2025
Kestra Investment Services, Llc Freehold NJ 07/2025 Present
Kestra Advisory Services, Llc Freehold NJ 07/2025 Present
  • 08/2008 → 09/2016
    Securities America, Inc.
    Iselin, NJ
  • 08/2008 → 09/2016
    Securities America Advisors, Inc.
    Iselin, NJ
  • 09/2016 → 07/2025
    Waltham, MA
  • 07/2025 → Present
    Kestra Investment Services, Llc
    Freehold, NJ
  • 07/2025 → Present
    Freehold, NJ
Previous Registrations
  • 2016-10-03 → 2025-07-31
    Freehold, NJ
    Marlboro, NJ
    Freehold, NJ
  • 2008-08-09 → 2016-09-30
    Securities America Advisors, Inc.
    Iselin, NJ
  • 2005-07-06 → 2008-08-11
    Cetera Advisors Llc
    Iselin, NJ
    Iselin, NJ
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: DYNASTY ADVISORS LLC FIXED INSURANCE POSITION: Director of Group Benefits NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2005 ADDRESS: 303 West Main Street, Ste. 410, Freehold NJ 07728, United States DESCRIPTION: I am the director of group benefits and oversee the entire division. Name: DYNASTY ADVISORS LLC POSITION: Director of Group Benefits NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 140 SECURITIES TRADING HOURS: 112 START DATE: 08/01/2025 ADDRESS: 303 West Main Street, Ste. 410, Freehold NJ 07728, United States DESCRIPTION: Managing and overseeing our client's employee benefit plans such as medical, dental, vision, group life and LTD coverages.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-17
S63 Uniform Securities Agent State Law Examination 2003-05-29
  • S66 Uniform Combined State Law Examination
    2005-05-17
  • S63 Uniform Securities Agent State Law Examination
    2003-05-29

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