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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2026-08-20 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2018-03-06 |
Branch Locations
500 Lee St Ste 401 Laidley Tower, Charleston, WV 25301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Charleston | WV | 01/2013 | 02/2018 |
| Wells Fargo Clearing Services, Llc | Charleston | WV | 02/2018 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | WV | 08/2026 | Present |
ST. GEORGE FOUNDATION, INV. RELATED, CHARLESTON, WV. BOARD PRESIDENT, START 3/15/2018, 8 HOURS/MONTH, 0 DURING TRADING, FACILITATES MEETINGS, REVIEWS INVESTMENT PERFORMANCE. CHARLESTON COLISEUM CONVENTION CENTER; NOT INV. RELATED; CHARLESTON, WV; BOARD MEMBER; START DATE 8/14/2019; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: MAINTENANCE AND OPERATIONS OF THE FACILITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-28 |
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