William Augustine Boykin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-05-05
MD	RA	APPROVED	2009-04-28

TX RA
APPROVED_RES

Since 2009-05-05
MD RA
APPROVED

Since 2009-04-28

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	04/2009	Present
Bank Of America, N.A.	Hunt Valley	MD	07/2011	Present

04/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
07/2011 → Present

Bank Of America, N.A.

Hunt Valley, MD

Previous Registrations

2002-06-21 → 2009-05-15

Citigroup Global Markets Inc.

Lutherville, MD

Lutherville, MD
1999-01-01 → 2002-07-02

Deutsche Bank Securities Inc.

Towson, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-20
S63	Uniform Securities Agent State Law Examination	1982-01-08

S65 Uniform Investment Adviser Law Examination

1993-07-20
S63 Uniform Securities Agent State Law Examination

1982-01-08

View on SEC IAPD

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