Noah Babin

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 12/2024
  San Diego Jr Gulls
  San Diego, CA
• 10/2016 → 10/2017
  Modl Investments, Llc
  San Diego, CA
• 09/2022 → 01/2024
  Beacon Pointe Advisors, Llc
  Carlsbad, CA
• 10/2017 → 09/2022
  Self Employed
  San Diego, CA
• 12/2014 → 10/2016
  Self Employed
  San Diego, CA
• 07/2023 → 08/2024
  Pks Investments
  Albany, NY
• 01/2024 → 12/2024
  Beacon Pointe Advisors, Llc
  Carlsbad, CA
• 01/2025 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2022-10-28 → 2024-12-20
  Beacon Pointe Advisors, Llc
  Carlsbad, CA
  Newport Beach, CA
• 2016-07-06 → 2017-12-07
  Modl Investments, Llc
  San Diego, CA
• 2014-06-23 → 2014-06-26
  One Capital Management, Llc
  Westlake Village, CA

Other Businesses

1) The Athletes Edge; not investment-related; San Diego, CA; Youth Psychology Coach; Founder/Owner; Start date 09/2022; 8 hours/month; no hours/month during trading hours; Teaching classes on sports psychology. 2) Team Athletes Edge; Not investment-related; San Diego, CA; Sports Coaching; Head Coach; Start date: 09/01/2023; 12 hrs/mo, 0 hrs during securities trading hours. 3) Pacific Ridge School; not investment related; Carlsbad, CA; youth sports; head coach; start date Sept 2026; 5 hrs/month, 0 during trading hours; head coach and director of Pacific Ridge Ice Hockey team.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-09-14
• S65 Uniform Investment Adviser Law Examination
  2022-10-28

Other Names

• Noah F Babin
• Noah Frank Babin