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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-17 |
Branch Locations
11512 El Camino Real Suite 370, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| San Diego Jr Gulls | San Diego | CA | 04/2011 | 12/2024 |
| Modl Investments, Llc | San Diego | CA | 10/2016 | 10/2017 |
| Beacon Pointe Advisors, Llc | Carlsbad | CA | 09/2022 | 01/2024 |
| Self Employed | San Diego | CA | 10/2017 | 09/2022 |
| Self Employed | San Diego | CA | 12/2014 | 10/2016 |
| Pks Investments | Albany | NY | 07/2023 | 08/2024 |
| Beacon Pointe Advisors, Llc | Carlsbad | CA | 01/2024 | 12/2024 |
| Mariner Wealth Advisors | Overland Park | KS | 01/2025 | Present |
1) The Athletes Edge; not investment-related; San Diego, CA; Youth Psychology Coach; Founder/Owner; Start date 09/2022; 8 hours/month; no hours/month during trading hours; Teaching classes on sports psychology. 2) Team Athletes Edge; Not investment-related; San Diego, CA; Sports Coaching; Head Coach; Start date: 09/01/2023; 12 hrs/mo, 0 hrs during securities trading hours. 3) Pacific Ridge School; not investment related; Carlsbad, CA; youth sports; head coach; start date Sept 2026; 5 hrs/month, 0 during trading hours; head coach and director of Pacific Ridge Ice Hockey team.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-14 |
| S65 | Uniform Investment Adviser Law Examination | 2022-10-28 |
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