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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-18 |
| TX | RA | APPROVED | 2009-06-12 |
| OH | RA | APPROVED | 2005-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Allentown | PA | 03/1979 | Present |
I*75789FOR-PROFIT ORGANIZATION: POA FOR FAMILY MEMBERSINVESTMENT RELATED: NADDRESS: ALLENTOWN, PENNSYLVANIA 18104NATURE OF BUSINESS: POA FOR FAMILY MEMBERSPOSITION: POA FOR FAMILY MEMBERSSTART DATE OF RELATIONSHIP: 10/2/2014NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: POA FOR FAMILY MEMBERS I*3298274, Entity Type: , Name of OBA: M E. S, Address: Duryea, Pennsylvania, 18642, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/28/2014, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-21 |
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