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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-01-19 |
Branch Locations
1341 Kapiolani Blvd Suite 12B, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Honolulu | HI | 04/1990 | 11/2016 |
| Msi Financial Services, Inc | Charleston | SC | 08/2014 | 12/2016 |
| Questar Capital Corporation | Minneapolis | MN | 12/2016 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 12/2016 | 03/2019 |
| Woodbury Financial Services, Inc. | Honolulu | HI | 03/2019 | Present |
| Woodbury Financial Services, Inc. | Honolulu | HI | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Honolulu | HI | 01/2024 | Present |
1) FINANCIAL INDEPENDENCE TRANSITION, LLC POSITION: Insurance Agent/Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 53 SECURITIES TRADING HOURS: 20 START DATE: 11/02/2016 ADDRESS: 1341 Kapiolani Blvd, 12B, Honolulu HI 96814, United States DESCRIPTION: Insurance sales 2) NOREEN CLEMENT POSITION: Financial Professional, Owner/agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/16/2016 ADDRESS: 1341 Kapiolani Blvd #12B, Honolulu HI 96814, United States DESCRIPTION: Insurance sales 3) NOREEN CLEMENT POSITION: Property owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 2208-B Liliha St, HONOLULU HI 96817, United States DESCRIPTION: Managed Rental Property personally own 2208-B Liliha St Honolulu, HI 96817
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-02 |
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