Stephen Malfitano

Current Employers

Employment History

• 09/2008 → 11/2017
  Morgan Stanley & Co. Incorporated
  Purchase, NY
• 06/2009 → 11/2017
  Morgan Stanley Smith Barney
  Purchase, NY
• 01/2015 → 11/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2017 → Present
  Jpmorgan Chase Bank, N.A.
  White Plains, NY
• 11/2017 → Present
  Jpmorgan Securities, Llc.
  White Plains, NY

Previous Registrations

• 2009-06-01 → 2017-11-02
  Morgan Stanley
  Purchase, NY
• 2008-12-05 → 2009-06-01
  Morgan Stanley & Co. Llc
  Purchase, NY

Other Businesses

Entity Name: Stephen and Barbara Malfitano Jt Tenants with rights of survivorship Investment related: No Address: Mamaroneck, NY 10543 Nature of the other business: Real Estate Position/Title/ Relationship: Owner/Partner Start Date: 01/01/1995 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Former primary residence. Town house owned for investment/rental income Entity Name: Lodge Condominium Home Owners Association Investment related: No Address: Stowe, VT 05672 Nature of the other business: Home Owners Association Position/Title/ Relationship: Board Member Start Date: 06/09/2018 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am currently a Director and have been asked to serve as President of the Board commencing July, 2018. As President I will be responsible for arranging and conducting board meetings as we manage the operations of the HOA. Entity Name: Berlanti Realty Corporation Investment related: No Address: 33 Oakland Avenue Harrison, NY 10528 Nature of the other business: Real Estate Position/Title/ Relationship: Board Member Start Date: 12/15/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Family owned and operated real estate company that owns several small commercial and residential properties. Regarding question 7 below, My mother and father are owners, board members and officers of the corporation, and they, as well as the corporation, are also clients of JPMC. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-26

Other Names

• Steve Malfitano