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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| TN | RA | APPROVED | 2004-08-23 |
Branch Locations
6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Memphis | TN | 08/2004 | Present |
Coors Farm Partnership - 5865 Fairwood Lane, Memphis, TN - Investment related - 11.25% Partner - Family farm - January 2016 - 3 hours annually devoted to the other business - minimal hours devoted during securities trading hours; BAYOU METO FARMS, LLC - 388 RIVER OAKS RD, MEMPHIS, TN - NOT INVESTMENT RELATED - DUCK CLUB/LONE CYPRESS HUNTING CLUB - AUGUST 2023 - TREASURER - 5 HOURS PER MONTH DEVOTED - 2 HOURS DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-08-11 |
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