Emerson Tuttle Knowles

Current Employers

Employment History

• 01/2010 → Present
  Merrill Lynch, Pierce, Fenner, & Smith Incorporated
  Cincinnati, OH
• 11/2010 → Present
  Bank Of America,Na
  Cincinnati, OH

Previous Registrations

• 2009-06-01 → 2010-01-20
  Morgan Stanley
  Cincinnati, OH
  Tucson, AZ
• 2000-11-17 → 2009-06-01
  Citigroup Global Markets Inc.
  Tucson, AZ
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

I*19434 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FI360 - CENTER FOR FIDUCIARY STUDIES INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ABELE OFFICE PARK, 10 EMERSON LANE, SUITE 801-3 BRIDGEVILLE, PENNSYLVANIA 15017 NATURE OF BUSINESS: OTHER,HELP UNDERSTAND ROLES FOR BOARDS AND TRUSTEES POSITION, TITLE, ASSOCIATION: OTHER, JUST ME HELPING THOSE WHO HELP OTHERS START DATE OF RELATIONSHIP: 3/1/2010 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SPEAKER/TRAINER I*78647 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROTARY CLUB OF SADDLEBROOKE, FOUNDATION BOARD INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 64500 E SADDLEBROOKE BLVD, TUCSON, ARIZONA 85739 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 2/12/2015 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: ROTARY IS A NATIONAL SERVICE ORGANIZATION, THE FOUNDATION BOARD MAKES GRANTS TO UNDERPRIVILADGED STUDENTS TO GET A BETTER EDUCATION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-21
• S63 Uniform Securities Agent State Law Examination
  1979-11-01