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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-03
TX RA APPROVED_RES 2020-05-12
  • CT RA
    APPROVED
    Since 2024-06-03
  • TX RA
    APPROVED_RES
    Since 2020-05-12

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Waltham MA 09/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2014 → Present
    Waltham, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-02-10
  • S63 Uniform Securities Agent State Law Examination
    1984-02-10

View on SEC IAPD

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