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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-02-04
  • AZ RA
    APPROVED
    Since 2020-02-04

Branch Locations

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 10/2019
Woodbury Financial Services, Inc. Oakdale MN 11/2013 10/2019
Fsc Securities Corporation Atlanta GA 10/2005 10/2019
Royal Alliance Associates, Inc. Jersey City NJ 10/2005 10/2019
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 01/2020 Present
  • 01/2009 → 10/2019
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 11/2013 → 10/2019
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 10/2005 → 10/2019
    Fsc Securities Corporation
    Atlanta, GA
  • 10/2005 → 10/2019
    Royal Alliance Associates, Inc.
    Jersey City, NJ
  • 01/2020 → Present
    Scottsdale, AZ
Previous Registrations
  • 2014-04-04 → 2019-10-15
    Woodbury Financial Services, Inc.
    Oakdale, MN
    Phoenix, AZ
    Phoenix, AZ
  • 2011-12-06 → 2019-10-15
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
    Phoenix, AZ
  • 2011-12-06 → 2019-10-15
    Scottsdale, AZ
    Phoenix, AZ
  • 2005-10-31 → 2019-10-15
    Osaic Services, Inc.
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
  • 2003-07-25 → 2005-10-31
    Sunamerica Securities, Inc.
    Phoenix, AZ
  • 2001-07-23 → 2003-11-03
    Householder Group, Estate & Retirement Specialists
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-01
S63 Uniform Securities Agent State Law Examination 1979-09-05
  • S66 Uniform Combined State Law Examination
    2000-08-01
  • S63 Uniform Securities Agent State Law Examination
    1979-09-05

View on SEC IAPD

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