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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MN | RA | APPROVED | 2013-11-13 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Shorewood, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Minneapolis | MN | 03/2008 | Present |
Address - 25670 Maple View Court Business Description - 501 (C) (3) Non Profit Business is not investment related Projected Start Date: 05/01/19 Capacity: Director, Board of Directors Duties Performed: 2-4 Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0 (3) NAME OF ENTITY: Fairy-Lily-Long Lake Association (F3LA) ADDRESS: 18406 Ada Drive Sauk Centre, MN 56378 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Assoc. created to improve & protect the tri-Lake environment CAPACITY: Board of Directors * START DATE: 4/30/22 DUTIES: give my recommendations as to how I think we can fulfill our mission to protect & improve the tri-lake environment HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1979-09-26 |
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