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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
| PA | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
1401 North Cedar Crest Boulevard Suite 107, Allentown, PA 18104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Allentown | PA | 05/1998 | 11/2023 |
| Osaic Wealth, Inc. | Allentown | PA | 11/2023 | Present |
1. TAX PREPARATION; INSURANCE SALES INSURANCE (LIFE, & EIA) CFG TAX SERVICES (TAX PREPARATION) 2. CREST FINANCIAL GROUP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 05/01/1998 ADDRESS: 1401 N. Cedar Crest Blvd. Suite 107 Allentown, PA 18104, Allentown, PA 18104, United States DESCRIPTION: Only a DBA used for community recognition only. No income generated through Crest Financial Group. 3. JAMES R. POTOKA POSITION: 1099 Employee NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/1999 ADDRESS: 800 Township Line Road, Suite 125, Yardley PA 19067, United States DESCRIPTION: Registered rep under James Potoka 4.TOA SAUCON VALLEY HOME OWNERS ASSN POSITION: Member NATURE: Homeowners assn. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022 ADDRESS: 4500 Freedom Way, Center Valley PA 18034, United States DESCRIPTION: A member of the finance committee to help with yearly budgeting for the community.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-06-05 |
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