Thomas Earl Seifert

Current Employers

Employment History

• 02/2007 → 09/2020
  Oppenheimer & Co
  Scottsdale, AZ
• 09/2020 → 10/2020
  Waddell & Reed, Inc.
  Scottsdale, AZ
• 10/2020 → Present
  Lpl Financial, Llc
  Scottsdale, AZ
• 10/2020 → Present
  Stratos Wealth Partners, Ltd
  Scottsdale, AZ

Previous Registrations

• 2020-09-18 → 2020-11-06
  Waddell & Reed
  Scottsdale, AZ
  Las Vegas, NV
• 2007-10-02 → 2020-09-25
  Oppenheimer & Co. Inc.
  Scottsdale, AZ
• 2004-04-27 → 2004-12-31
  Piper Sandler & Co.
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1. 10/30/2020 - STRATOS WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 10/30/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 11/6/2020 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/30/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/30/2020 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-25
• S63 Uniform Securities Agent State Law Examination
  1979-07-02