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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
930 Albany Shaker Road Suite 110, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gerard J. Colistra Dba Omni Insurance | Amsterdam | NY | 04/1994 | 07/2025 |
| Princor Financial Services Corporation | Albany | NY | 12/1997 | 09/2016 |
| Cadaret, Grant & Co., Inc. | Amsterdam | NY | 09/2016 | 07/2025 |
| Lpl Financial Llc | Amsterdam | NY | 07/2025 | Present |
1. 07/10/2025-Omni Insurance Services LLC- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 04/01/2021- 80 Hours Per Month- 15 Hours During Trading 2. 07/10/2025- Omni Insurance & Financial Services- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 07/07/1994- 5 Hours Per Month- 5 Hours During Trading 3. 07/10/2025- Omni Insurance & Financial Services- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 04/01/1994- 20 Hours Per Month- 10 Hours During Trading 4. 07/10/2025- Sage Financial Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2016- 30 Hours Per Month- 15 Hours During Trading 5. 07/10/2025- Gates Cole Associates Inc- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 06/10/2025- 30 Hours Per Month- 15 Hours During Trading 6. 07/10/2025- Omni Insurance and Financial Services- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 09/01/1994- 30 Hours Per Month- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-02-08 |
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