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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-22 |
| CO | RA | APPROVED | 2018-10-19 |
Branch Locations
260 N Josephine St Ste 200, Denver, CO 80206 • United States
Evergreen, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Denver | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2016 | 10/2018 |
| Ameriprise Financial Services Inc | Denver | CO | 10/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Denver | CO | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-20 |
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