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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-11-03 |
| FL | RA | APPROVED | 2023-11-03 |
| GA | RA | APPROVED | 2023-11-03 |
| IN | RA | APPROVED | 2023-11-03 |
| KS | RA | APPROVED | 2023-11-03 |
| LA | RA | APPROVED | 2023-11-03 |
| MA | RA | APPROVED | 2023-11-03 |
| MN | RA | APPROVED | 2023-11-03 |
| MO | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
| OK | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
2629 W. I-44 Service Road Suite 100, Oklahoma City, OK 73112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Oklahoma City | OK | 09/1983 | 11/2023 |
| Carroll Enterprise, Inc | Oklahoma City | OK | 07/1990 | Present |
| Fpc, Inc | Oklahoma City | OK | 08/1983 | Present |
| Wealth Management Group, L.L.C. | Oklahoma City | OK | 12/2003 | Present |
| Living Through His Word Foundation | Oklahoma City | OK | 03/2007 | Present |
| Osaic Wealth, Inc. | Oklahoma City | OK | 11/2023 | Present |
1.FSC AGENCY, YES, STATUTORY AGENT, 1979, 5, 1, INSURANCE AGENT. 2. LIVING THROUGH HIS WORD FOUNDATION- FOUNDING DIRECTOR SINCE 2007 TO PROMOTE CHRISTIAN BASED ORGANIZATIONS AND ACTIVITIES THIS ACTIVITY IS NON-INVESTMENT RELATED. 3. WEALTH MANAGEMENT GROUP, LLC POSITION: Owner CEO NATURE: LLC INVESTMENT RELATED: Yes HRS: 160 SECURITIES TRADING HRS: 8 START DATE: 1/1/00 ADDRESS: 2629 W. I-44 Service Rd, Ste 100 OKC, OK. 73112, Oklahoma City OK 73112; DESCRIPT: This is the DBA the representatives of the OSJ promote. 4. PRESIDENT OF FINANCIAL PLANNING CENTER, INC.(FPC Inc.) AN OFFICE MANAGEMENT COMPANY, OKLAHOMA CITY, OK; Use for Business Expenses and Rental Income. 5. PRESIDENT OF CARROLL ENTERPRISES, INC., WHICH OWNS OFFICE & RESIDENTIAL PROPERTY. 6. OKLAHOMA STATE FOUNDATION BOARD OF GOVERNORS; POSITION: Board of Governors NATURE: Foundation for OSU INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013; ADDRESS: 400 S. Monroe St., Stillwater OK 74074 DESCRIPT: NonPolicy Making Board. Scholarship Granting Organization. Non-Executive Duties Only. 7. JIM THORPE ASSOC. POSITION: Board Member NATURE: Award the Best Defensive Back in NCAA Football. Drug Free Initiative in Oklahoma for Grade School Children & various Charitable activities. INVESTMENT RELATED: No; HRS: 2 SECURITIES HRS: 0 START DATE: 1/15/04; ADDRESS: 4040 N. Lincoln Blvd, Oklahoma City OK 73105; MEMBER BOARD OF DIRECTORS OF THE JIM THORPE ASSOCIATION IN OKLAHOMA CITY. THE ASSOCIATION IS RESPONSIBLE FOR THE OKLAHOMA SPORTS HALL OF FAME & JIM THORPE MUSEUM, NATIONAL AWARDS, AND THE BRIGHT PATH PROGRAMS FOR OKLAHOMA YOUTH. DESCRIPTION: Attend Board & Finance Committee meetings 8. DELTA TAU DELTA FRATERNITY POSITION: Board Member NATURE: Educational Foundation for Delta Tau Delta Fraternity. The foundation supports undergraduate and alumni chapters across the nation. INVESTMENT RELATED: No; HRS: 0 SECURITIES HRS: 0 START DATE: 11/09/2016 ADDRESS: 10000 Alisonville Rd., Fishers IN 46240; DESCRIPTION: Board Member and Serve on Investment Committee.; 9. FINANCIAL SERVICES NETWORK POSITION: Owner - NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES HOURS: 0 START DATE: 01/01/1979 ADDRESS: 2629 W. I-44 Service Road, Suite 100, Oklahoma City OK 73112 DESCRIPTION: owner of checking account 10. KIHEI SANDS ASSOCIATION OF APARTMENT OWNERS POSITION: Board Member NATURE: The Homeowners Association of where our Vacation Home is located. Purchased Condo in January 2020 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/1/20 ADDRESS: 115 N. Kihei Road, Kihei HI 96753 DESCRIPTION: Board Member 11. KSR,INC. POSITION: Board Member NATURE: Rental Pool for Condo Rentals at Kihei Sands Condominiums. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/1/20 ADDRESS: 115 N. Kihei Road, Kihei HI 96753 DESCRIPTION: Board Member
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-03-11 |
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