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Daniel Carroll Stith

Osaic Wealth, Inc.

Oklahoma City, OK

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-11-03
FL RA APPROVED 2023-11-03
GA RA APPROVED 2023-11-03
IN RA APPROVED 2023-11-03
KS RA APPROVED 2023-11-03
LA RA APPROVED 2023-11-03
MA RA APPROVED 2023-11-03
MN RA APPROVED 2023-11-03
MO RA APPROVED 2023-11-03
NC RA APPROVED 2023-11-03
OK RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • AR RA
    APPROVED
    Since 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03
  • GA RA
    APPROVED
    Since 2023-11-03
  • IN RA
    APPROVED
    Since 2023-11-03
  • KS RA
    APPROVED
    Since 2023-11-03
  • LA RA
    APPROVED
    Since 2023-11-03
  • MA RA
    APPROVED
    Since 2023-11-03
  • MN RA
    APPROVED
    Since 2023-11-03
  • MO RA
    APPROVED
    Since 2023-11-03
  • NC RA
    APPROVED
    Since 2023-11-03
  • OK RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

2629 W. I-44 Service Road Suite 100, Oklahoma City, OK 73112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Oklahoma City OK 09/1983 11/2023
Carroll Enterprise, Inc Oklahoma City OK 07/1990 Present
Fpc, Inc Oklahoma City OK 08/1983 Present
Wealth Management Group, L.L.C. Oklahoma City OK 12/2003 Present
Living Through His Word Foundation Oklahoma City OK 03/2007 Present
Osaic Wealth, Inc. Oklahoma City OK 11/2023 Present
  • 09/1983 → 11/2023
    Fsc Securities Corporation
    Oklahoma City, OK
  • 07/1990 → Present
    Carroll Enterprise, Inc
    Oklahoma City, OK
  • 08/1983 → Present
    Fpc, Inc
    Oklahoma City, OK
  • 12/2003 → Present
    Wealth Management Group, L.L.C.
    Oklahoma City, OK
  • 03/2007 → Present
    Living Through His Word Foundation
    Oklahoma City, OK
  • 11/2023 → Present
    Oklahoma City, OK
Previous Registrations
  • 1983-10-25 → 2023-11-03
    Fsc Securities Corporation
    Oklahoma City, OK
    Durant, OK
Other Businesses

1.FSC AGENCY, YES, STATUTORY AGENT, 1979, 5, 1, INSURANCE AGENT. 2. LIVING THROUGH HIS WORD FOUNDATION- FOUNDING DIRECTOR SINCE 2007 TO PROMOTE CHRISTIAN BASED ORGANIZATIONS AND ACTIVITIES THIS ACTIVITY IS NON-INVESTMENT RELATED. 3. WEALTH MANAGEMENT GROUP, LLC POSITION: Owner CEO NATURE: LLC INVESTMENT RELATED: Yes HRS: 160 SECURITIES TRADING HRS: 8 START DATE: 1/1/00 ADDRESS: 2629 W. I-44 Service Rd, Ste 100 OKC, OK. 73112, Oklahoma City OK 73112; DESCRIPT: This is the DBA the representatives of the OSJ promote. 4. PRESIDENT OF FINANCIAL PLANNING CENTER, INC.(FPC Inc.) AN OFFICE MANAGEMENT COMPANY, OKLAHOMA CITY, OK; Use for Business Expenses and Rental Income. 5. PRESIDENT OF CARROLL ENTERPRISES, INC., WHICH OWNS OFFICE & RESIDENTIAL PROPERTY. 6. OKLAHOMA STATE FOUNDATION BOARD OF GOVERNORS; POSITION: Board of Governors NATURE: Foundation for OSU INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013; ADDRESS: 400 S. Monroe St., Stillwater OK 74074 DESCRIPT: NonPolicy Making Board. Scholarship Granting Organization. Non-Executive Duties Only. 7. JIM THORPE ASSOC. POSITION: Board Member NATURE: Award the Best Defensive Back in NCAA Football. Drug Free Initiative in Oklahoma for Grade School Children & various Charitable activities. INVESTMENT RELATED: No; HRS: 2 SECURITIES HRS: 0 START DATE: 1/15/04; ADDRESS: 4040 N. Lincoln Blvd, Oklahoma City OK 73105; MEMBER BOARD OF DIRECTORS OF THE JIM THORPE ASSOCIATION IN OKLAHOMA CITY. THE ASSOCIATION IS RESPONSIBLE FOR THE OKLAHOMA SPORTS HALL OF FAME & JIM THORPE MUSEUM, NATIONAL AWARDS, AND THE BRIGHT PATH PROGRAMS FOR OKLAHOMA YOUTH. DESCRIPTION: Attend Board & Finance Committee meetings 8. DELTA TAU DELTA FRATERNITY POSITION: Board Member NATURE: Educational Foundation for Delta Tau Delta Fraternity. The foundation supports undergraduate and alumni chapters across the nation. INVESTMENT RELATED: No; HRS: 0 SECURITIES HRS: 0 START DATE: 11/09/2016 ADDRESS: 10000 Alisonville Rd., Fishers IN 46240; DESCRIPTION: Board Member and Serve on Investment Committee.; 9. FINANCIAL SERVICES NETWORK POSITION: Owner - NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES HOURS: 0 START DATE: 01/01/1979 ADDRESS: 2629 W. I-44 Service Road, Suite 100, Oklahoma City OK 73112 DESCRIPTION: owner of checking account 10. KIHEI SANDS ASSOCIATION OF APARTMENT OWNERS POSITION: Board Member NATURE: The Homeowners Association of where our Vacation Home is located. Purchased Condo in January 2020 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/1/20 ADDRESS: 115 N. Kihei Road, Kihei HI 96753 DESCRIPTION: Board Member 11. KSR,INC. POSITION: Board Member NATURE: Rental Pool for Condo Rentals at Kihei Sands Condominiums. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/1/20 ADDRESS: 115 N. Kihei Road, Kihei HI 96753 DESCRIPTION: Board Member

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-03-11
  • S63 Uniform Securities Agent State Law Examination
    1980-03-11
Designations
Other Names
  • Danny C Stith

View on SEC IAPD

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