Rachel Ann Paulin

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-10-03
TX	RA	APPROVED_RES	2014-10-03

CA RA
APPROVED

Since 2014-10-03
TX RA
APPROVED_RES

Since 2014-10-03

Branch Locations

655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States

La Jolla, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	San Diego	CA	10/2014	Present

10/2014 → Present

Rbc Capital Markets, Llc

San Diego, CA

Previous Registrations

2012-07-06 → 2014-10-07

J.P. Morgan Private Wealth Advisors Llc

San Francisco, CA
2011-01-03 → 2012-07-10

Wells Fargo Clearing Services, Llc

San Diego, CA

San Diego, CA
2007-06-28 → 2011-01-03

Wells Fargo Investments, Llc

San Diego, CA
2002-09-18 → 2007-06-29

Banc Of America Investment Services, Inc.

San Diego, CA

San Diego, CA

San Diego, CA
2000-08-31 → 2002-09-27

Wells Fargo Clearing Services, Llc

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-10-02
S63	Uniform Securities Agent State Law Examination	1990-06-20

S65 Uniform Investment Adviser Law Examination

1997-10-02
S63 Uniform Securities Agent State Law Examination

1990-06-20

Other Names

Rachel Delcastillo
Rachel Ann Delcastillo
Rachel A Paulin
Rachel A Delcastillo

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews