Rachel Ann Paulin

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Rbc Capital Markets, Llc
  San Diego, CA

Previous Registrations

• 2012-07-06 → 2014-10-07
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
• 2011-01-03 → 2012-07-10
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  San Diego, CA
• 2007-06-28 → 2011-01-03
  Wells Fargo Investments, Llc
  San Diego, CA
• 2002-09-18 → 2007-06-29
  Banc Of America Investment Services, Inc.
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2000-08-31 → 2002-09-27
  Wells Fargo Clearing Services, Llc
  San Diego, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-02
• S63 Uniform Securities Agent State Law Examination
  1990-06-20

Other Names

• Rachel Delcastillo
• Rachel Ann Delcastillo
• Rachel A Paulin
• Rachel A Delcastillo