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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-09-19 |
Branch Locations
74 Vine Street 2Nd Floor, New Britain, CT 06052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | New Britain | CT | 09/2008 | Present |
| Commonwealth Financial Network | Waltham | MA | 09/2008 | Present |
Fixed insurance sales, as of 05/16/2008; 20% time spent during businessh hours; Conducted at branch office; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-13 |
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