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Anthony John Marciano

Cetera Investment Advisers LLC

New Britain, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-18
  • CT RA
    APPROVED
    Since 2025-11-18

Branch Locations

1 Liberty Square Suite 323 & 324, New Britain, CT 06052 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New Britain CT 10/2011 11/2025
Cetera Investment Services Llc St Cloud MN 11/2025 Present
Lighthouse Federal Credit Union Branford CT 11/2025 Present
Cetera Investment Advisers Llc Branford CT 11/2025 Present
  • 10/2011 → 11/2025
    Lpl Financial Llc
    New Britain, CT
  • 11/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2025 → Present
    Lighthouse Federal Credit Union
    Branford, CT
  • 11/2025 → Present
    Cetera Investment Advisers Llc
    Branford, CT
Previous Registrations
  • 2011-10-11 → 2025-11-24
    Lpl Financial Llc
    New Britain, CT
    New Britain, CT
    New Britain, CT
    New Britain, CT
    Hartford, CT
    Hartford, CT
    Newington, CT
    West Springfield, MA
    Springfield, MA
    West Hartford, CT
    Cromwell, CT
  • 2007-02-13 → 2011-10-11
    Uvest Financial Services Group, Inc.
    New Britain, CT
    New Britain, CT
    Newington, CT
    New Britain, CT
    New Britain, CT
    New Britain, CT
    Newington, CT
    New Britain, CT
  • 2000-11-02 → 2007-02-13
    Webster Investment Services, Inc.
    Newington, CT
    Kensington, CT
    New Britain, CT
    New Britain, CT
    New Britain, CT
    New Britain, CT
    New Britain, CT
    Newington, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-14
S65 Uniform Investment Adviser Law Examination 1998-03-02
  • S63 Uniform Securities Agent State Law Examination
    2004-07-14
  • S65 Uniform Investment Adviser Law Examination
    1998-03-02

View on SEC IAPD

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Other Investors

DAVID PAUL DUFOUR
TIMOTHY J GRACE
Richard Hilliard
BRIAN CRAIG ELLIOTT
MICHAEL JAY GOULD
ROBERTO CARLOS LAGUER
Leonard F Lye
ROBERT FRANCIS MCKINNON

Other Offices

LPL FINANCIAL LLC · NEW BRITAIN, CT
COMMONWEALTH FINANCIAL NETWORK · NEW BRITAIN, CT
J.P. MORGAN SECURITIES LLC · New Britain, CT
COMMONWEALTH FINANCIAL NETWORK · BERLIN, CT
PFS INVESTMENTS INC. · NEWINGTON, CT
LPL FINANCIAL LLC · KENSINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Berlin, CT
PFS INVESTMENTS INC. · PLAINVILLE, CT

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